{"id":147,"date":"2013-04-02T00:23:55","date_gmt":"2013-04-01T23:23:55","guid":{"rendered":"https:\/\/chatworthrowe.co.uk\/?p=147"},"modified":"2013-09-02T20:01:37","modified_gmt":"2013-09-02T19:01:37","slug":"head-of-compliance","status":"publish","type":"post","link":"https:\/\/www.chatworthrowe.co.uk\/completed-assignments\/head-of-compliance\/","title":{"rendered":"Head of Compliance"},"content":{"rendered":"<p>Client: Highly Regarded Emerging Markets Bank<br \/>\nLocation: London<\/p>\n<p>Manage the Compliance and Regulatory Reporting functions of the bank in close collaboration with the UK CEO and Global Compliance Head;<!--more--><\/p>\n<p>Have strong technical knowledge of the regulatory framework of the FSA and EU applicable to banks operating in the London market and ensure compliance therewith; and<\/p>\n<p>Liaise with the Group Head of Compliance to advise on group wide issues and ensure that the compliance and regulatory framework employed by the UK business meets the requirements of the Head Office regulatory authority.<\/p>\n<p>The position requires an innovative and highly hands-on approach in the development of new systems and procedures.<\/p>\n<p><strong>Responsibilities:<\/strong><\/p>\n<p>To cover the full range of requirements as defined by the FSA for the approved functions CF10 and CF11, in particular:<\/p>\n<ul>\n<li><strong>Compliance Programme\/Monitoring<\/strong><\/li>\n<li><strong>Internal Reporting<\/strong><\/li>\n<li><strong>Business Initiatives<\/strong><\/li>\n<li><strong>Special Projects<\/strong><\/li>\n<li><strong>Regulatory landscape\/Relationships<\/strong><\/li>\n<li><strong>Audit<\/strong><\/li>\n<li><strong>Advisory<\/strong><\/li>\n<li><strong>Policies<\/strong><\/li>\n<li><strong>Meetings &amp; Committees<\/strong><\/li>\n<\/ul>\n<p><strong>\u00a0<\/strong><\/p>\n<div>\n<h2>Desired Skills &amp; Experience<\/h2>\n<ul>\n<li>At least 10 years compliance preferably with the UK branch or subsidiary of an international bank with professional qualification. Legal knowledge or experience\/network would be desirable.<\/li>\n<li>The successful candidate will have held responsibility for the FSA regulated Compliance Oversight (CF10) and Money Laundering Reporting (CF11) functions previously and be capable of meeting the FSA&#8217;s current<em>\u00a0<\/em>\u201cFit and Proper test for Approved Persons\u201d.<\/li>\n<li>Comprehensive knowledge of the FSA Handbook<\/li>\n<li>Have previously held responsibility as MLRO for a UK bank with a diverse international client base involving enhanced KYC and managing PEPs.<\/li>\n<li>Have an established network of contacts across the London compliance and legal community<\/li>\n<li>Experience of the UK &amp; EU regulatory framework.<\/li>\n<li>Able to work as part of a small multi-cultural team.<\/li>\n<\/ul>\n<\/div>\n<div>\n<h2><\/h2>\n<h2>Company Description<\/h2>\n<p>We have been retained to conduct a search on behalf of a highly regarded emerging markets bank.\u00a0 The role is based in London.\u00a0 The bank has a population of about 4,000 people worldwide and are in four key centres: the UK, Europe, The UAE and Asia.\u00a0 The bank provides a comprehensive range of commercial and private banking services and products \u2013 corporate, consumer, private, trade finance, retail and correspondent banking products.\u00a0 The bank places high emphasis on a personal service.<\/p>\n<\/div>\n<div>\n<h2><\/h2>\n<h2>Additional Information<\/h2>\n<dl>\n<dt>Type:\u00a0Full-time<\/dt>\n<dt>Experience:\u00a0Mid-Senior level<\/dt>\n<dt>Functions:\u00a0Finance\u00a0<\/dt>\n<dt>Industries: Banking\u00a0<\/dt>\n<dt>Compensation:\u00a0Competitive<\/dt>\n<dt>Job ID:\u00a02858143<\/dt>\n<dt><\/dt>\n<dt><\/dt>\n<\/dl>\n<\/div>\n<p>For further information or to apply, please <a title=\"Contact us\" href=\"https:\/\/www.chatworthrowe.co.uk\/contact-us\/\">contact us<\/a> in confidence.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Client: Highly Regarded Emerging Markets Bank Location: London Manage the Compliance and Regulatory Reporting functions of the bank in close collaboration with the UK CEO and Global Compliance Head;<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":[],"categories":[7],"tags":[],"_links":{"self":[{"href":"https:\/\/www.chatworthrowe.co.uk\/wp-json\/wp\/v2\/posts\/147"}],"collection":[{"href":"https:\/\/www.chatworthrowe.co.uk\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.chatworthrowe.co.uk\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.chatworthrowe.co.uk\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.chatworthrowe.co.uk\/wp-json\/wp\/v2\/comments?post=147"}],"version-history":[{"count":0,"href":"https:\/\/www.chatworthrowe.co.uk\/wp-json\/wp\/v2\/posts\/147\/revisions"}],"wp:attachment":[{"href":"https:\/\/www.chatworthrowe.co.uk\/wp-json\/wp\/v2\/media?parent=147"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.chatworthrowe.co.uk\/wp-json\/wp\/v2\/categories?post=147"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.chatworthrowe.co.uk\/wp-json\/wp\/v2\/tags?post=147"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}